About Our Firm
Our sole focus on achieving our clients’ financial goals
Our Story
The goal of SARGENT INVESTMENT GROUP, LLC (SIG) is to make a multigenerational impact on our clients’ lives through a deep personal, emotional and financial understanding of their goals and aspirations. SIG manages approximately $1.2b in AUM for 235 families.
Our team has substantial investing experience with larger Wall Street institutions prior to founding SIG. We are a team of fourteen that serve our clients as a cohesive unit. Although we each play independent roles, there are no silos at SIG as we work to service our clients as a group. This gives SIG depth and focused expertise. Our clients appreciate this intimate experience as they know and interact with all team members associated with the management of their accounts. We are in place, committed, and accountable as a team.
SIG’s wealth management process starts with investment management and includes a comprehensive range of integrated financial services in support of reaching our clients financial goals. SIG operates as a fiduciary. This means that we are legally obligated to put our clients’ interests ahead of our own.
Our Structure
Along with the advantage of independence, there are two components of our structure that make us uniquely positioned to provide a superior experience for our clients:
Our primary focus on achieving our clients’ financial goals
Unlike many institutions, with multiple sources of revenue, SIG has a single source of revenue; our advisory fees from investment management. By definition, we will only be successful as a firm if our clients are successful in achieving their goals. We believe our clients benefit from this fee based approach.
We are a team that serves our clients as a cohesive unit.
The second critical component of our structure is our team. We are a team of fourteen that serve our clients as a cohesive unit. Although we each play independent roles, there are no silos at SIG as we work to service our clients as a group. This gives SIG depth and focused expertise. Our clients appreciate this intimate experience as they know and interact with the team associated with the management of their accounts. We are committed and accountable as a team.
Our Values
- Honesty and Integrity
- Transparency
- Focusing on Clients First and Foremost
- Long Term Perspective
- Entrepreneurship
- Teamwork
By neatly organizing our client's wealth and creating an investment portfolio designed to help them achieve their financial goals, we find that this often creates peace of mind. This is the single best feeling we experience.
Our Team
Our goal is to evolve and adapt to clients’ ever-changing needs, as well as the ever-changing markets in the world around us. Get to know us below!
Sam Beach
Relationship Manager
Matthew Elmore
Director of Operations
Susette Kirkpatrick Gustini
Advisor
Tommy Healy
Advisor & Founding Member
Laura Hespe
Chief Operating Officer
Laura Hodgson
Director of Client Relations
Zack Hubbard
Director of Financial Planning
Christine Isip
Client RelationsTed Lamade
Chief Investment Officer
Brian McGregor
Managing Principal & Co-Founder
Sara Mongno
Client Relations
Tim Pang
Portfolio Management
Kelsey Perri
Executive Assistant
Chris Rhyne
Principal
Ricardo Rosenberg
Principal & Co-Founder
Chris Sargent
Co-Founder
Terry Schafer
Chief Compliance Officer
Dave Seamans
Advisor