About Our Firm

Over 100 years of investing expertise

The SIG Story

sargent investment group, llc (SIG) is an SEC registered RIA (Registered Investment Adviser) and was founded August 2018. The group previously worked under the Wells Fargo Advisors brand. Collectively, the three founding Principals have over 100 years of investing experience.

The flexibility and freedom of being independent allows the team to evolve and adapt to its clients’ ever-changing needs, as well as the ever-changing markets in the world around us. SIG has approximately $900,000,000 in assets under management amongst approximately 380 clients.

SIG’s wealth management process starts with investment management but also includes the coordination of a comprehensive range of integrated financial services in support of reaching clients’ financial goals. SIG operates as a fiduciary. This means that we’re legally obligated to put our clients’ interests ahead of our own.

Approximate assets under management by client type

a: foundation/trust/corporation/partnership accounts

b: high net-worth individuals*

c: individuals

Our Differentiators

Along with the advantage of independence, there are two components of our structure that we believe allow us to deliver the best experiences for our clients.

1
The fact that our firm is specifically structured to do only one thing — work to achieve our clients’ investment objectives.

Unlike many institutions that have multiple product lines and multiple sources of revenue, SIG has a single source of revenue. By definition, we will only be successful as a firm if our clients are successful in achieving their investment objectives. This creates a singularly focused firm, from which we believe our clients benefit.

2
We are a team that serves our clients as a cohesive unit.

The second component of our structure that is critical to understand is our team. Although we each play independent roles, there are no silos at SIG and we work to service our clients as a group. This gives SIG a depth to our bench that our clients appreciate as they know management of their accounts will never be handed off to unfamiliar staff. We are in place, committed, and accountable as a team.

Our team coordinates a comprehensive range of integrated financial services in support of reaching all of your financial goals.

Our PhilosophY

Our clients rely on us to achieve their individual investment objectives over time, through various market cycles, regardless of whether those objectives are focused on capital preservation, income, and/or growth. Sourcing and maintaining appropriate risk adjusted investments is at the core of what we do.

In order to meet our client’s goals, preservation of capital in volatile markets is paramount to take advantage of compounding over time. This focus on a risk adjusted return is the driving principal of our investment philosophy.

Our Values

  • Honesty and Integrity
  • Transparency
  • Focusing on Clients First and Foremost
  • Long Term Perspective
  • Entrepreneurship
  • Teamwork

 

 

 

 

 

*High Net Worth Individuals are those clients having $1,000,000 or more assets managed by SIG