SARGENT INVESTMENT GROUP, LLC (“SIG” or the “Firm”) is an SEC registered investment adviser that maintains a principal place of business in the state of Maryland. The Firm may only transact business in those states in which it is registered or qualifies for a corresponding exemption from such requirements. For information about SIG’s registration status and business operations, please consult the Firm’s Form ADV disclosure documents, the most recent versions of which are available on the SEC’s Investment Adviser Public Disclosure website here.
This website has been prepared by SIG for general informational purposes only, as of the date of writing and may change at any time based on market or other conditions and may not come to pass. Certain information contained or reproduced in this website may be derived from sources that SIG believes to be reliable but has not been independently verified; the Firm does not guarantee the accuracy or timeliness of such information and assumes no liability for any resulting damages. Materials should not be construed by any consumer or potential customer as a solicitation to buy or sell a security or the provision of personalized investment, tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation.
Investing involves the risk of loss and investors should be prepared to bear potential losses. No current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by SIG) or product made reference to directly or indirectly by SIG in its website or via link to a third-party website, will be profitable. Past performance may not be indicative of future results. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.
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SIG Client Mobile Application and Client Portal
SIG uses a third-party technology vendor to give clients access to the SIG client portal either through a web-browser, or the SIG Mobile Application. The portal allows clients to see an overview of their account, account performance, and any account activity. Information compiled on this site has been provided by the account custodian and is believed to be accurate, but has not been independently verified by SIG. The information is a snapshot of your account as of the date noted and does not include the current day’s trading activity.
You should be receiving statements at least quarterly from the custodian(s) for the accounts that SIG manages for you and you should rely on these official custodian statements to confirm any transactions, realized or unrealized gain, loss or income information and for any tax preparation. If you are not receiving these statements, or you need another copy of a statement, please call us at 202-580-6400 or email us at firstname.lastname@example.org, and we will provide one to you. Clients are encouraged to review the information on these reports and compare that information with any information provided by the custodian(s) for the accounts reflected. If there are any questions or discrepancies, please contact us as soon as possible.
Prices used in any performance report may not reflect the value at which securities could be sold today. Unrealized gains or losses reflected on any performance report are not locked in or guaranteed and only reflect the gain or loss as of the date of the information provided. Securities with an unrealized gain or loss will continue to be subject to market fluctuation and may lose value, including total loss of principal.
Past performance is not indicative of future results